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Non-reporting issuer
Results: 190

#	Item
121	Microsoft Word - CSA SEDAR System Fees E v2 Jan[removed]docx Add to Reading List Source URL: sedar.com Language: English - Date: 2014-01-29 08:15:02 SEC filings Investment Finance Prospectus System for Electronic Document Analysis and Retrieval Securities offering Non-reporting issuer Stock market Financial economics Securities
122	Ontario Securities Commission Exempt Market Dealers – 101 April 2014 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-04-24 16:04:26 Securities Exempt market securities Exempt market dealer Business Money Non-reporting issuer Finance Financial economics Investment
123	Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed][removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2012-10-02 13:42:04 Business Exempt market securities Securities Financial adviser Canadian securities regulation United States securities law Non-reporting issuer Exempt market dealer Financial economics Investment Finance
124	June 18, 2014 Alberta Securities Commission Autorité des marchés financiers Financial and Consumer Affairs Authority of Saskatchewan Delivered to: Denise Weeres Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-06-20 14:52:01 Business Securities Stock market Exempt market dealer Non-reporting issuer SEC filings Exempt market securities Canadian securities regulation Prospectus Financial economics Investment Finance
125	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and - Relief from the requirement to establish whether a client is an insider under paragraph[removed]b) Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-09-18 17:03:06 Stock market Economics 73rd United States Congress Financial system New Deal Securities Act Insider trading Non-reporting issuer Exempt market dealer Financial economics United States securities law United States Securities and Exchange Commission
126	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption from Section 14.5 of National Instrument[removed]Registration Requirements and Exemptions Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-09-18 17:03:15 Financial economics Investment Finance Securities Act Financial regulation Exempt market dealer Non-reporting issuer United States securities law United States Securities and Exchange Commission 73rd United States Congress
127	June 2, 2014 Robert Day Senior Specialist, Business Planning Ontario Securities Commission 20 Queen Street West Suite 2200, Box 55 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-06-02 15:56:38 Investment Canadian law Canadian securities regulation Ontario Securities Commission Finance Exempt market securities Investor education Securities Act Non-reporting issuer Financial economics Securities Economics
128	02 DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION 032 OFFICE OF SECURITIES Chapter 538: EXEMPTION FOR OFFERS AND SALES TO THE FINANCE AUTHORITY OF MAINE Add to Reading List Source URL: www.maine.gov Language: English - Date: 2006-03-21 08:22:29 Stock market Finance 73rd United States Congress Investment New Deal Securities Act Security Regulation D Non-reporting issuer United States securities law United States Securities and Exchange Commission Financial economics
129	June 3, 2013 The Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto, ON M5H 3S8 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:13:13 Financial services Collective investment schemes Ontario Securities Commission Canadian securities regulation Non-reporting issuer U.S. Securities and Exchange Commission Exempt market dealer International Organization of Securities Commissions Research In Motion Financial economics Investment Finance
130	Microsoft Word - CSA re[removed]doc Add to Reading List Source URL: www.piacweb.org Language: English - Date: 2010-12-22 09:50:00 SEC filings Issuer Securities regulation in the United States Corporate governance Law Qualified institutional placement Non-reporting issuer Financial economics Financial markets Business

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